Adam C. Zuercher

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CRD#: 4554844

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam C. Zuercher, CFP® was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 2002. Adam had worked at 2 firms and has passed the Series 7 exam.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Education Planning

Tax Planning

Retirement Income Management

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Entrepreneurs

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FREEDOM CAPITAL DYNAMICS, LLC 101 W. SANDUSKY ST., STE. 202 FINDLAY, OH 45840 THIS BUSINESS IS INVESTMENT-RELATED. THE COMPANY IS A GENERAL PARTNER OF A LIMITED PARTNERSHIP. OWNER, 9/1/05- PRESENT APPROXIMATELY 30 HOURS PER MONTH WILL BE DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS. THIS BUSINESS WILL OPERATE AT THE SAME PLACE AND TIME AS MY INVESTMENT ADVISORY BUSINESS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

January 22, 2003 - August 4, 2023

HIXON ZUERCHER CAPITAL MANAGEMENT

RIA

CRD#: 123465

FINDLAY, OH

Past

September 17, 2002 - March 31, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIXON ZUERCHER CAPITAL MANAGEMENT

FREEDOM FINANCIAL SOLUTIONS, LLC | HIXON ZUERCHER, LLC DBA HIXON ZUERCHER CAPITAL MANAGEMENT | HIXON ZUERCHER, LLC | HIXON ZUERCHER CAPITAL MANAGEMENT

CRD#: 123465 / SEC#: 801-111071

RIA

Registered Investment Advisory firm - (8/31/2017 Approved)

Ohio

Registered Investment Advisory firm - (9/14/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/16/2002

General Securities Representative Examination

Current Firm

HIXON ZUERCHER CAPITAL MANAGEMENT

FREEDOM FINANCIAL SOLUTIONS, LLC | HIXON ZUERCHER, LLC DBA HIXON ZUERCHER CAPITAL MANAGEMENT | HIXON ZUERCHER, LLC | HIXON ZUERCHER CAPITAL MANAGEMENT

CRD#: 123465 / SEC#: 801-111071

RIA

Registered Investment Advisory firm - (8/31/2017 Approved)

Ohio

Registered Investment Advisory firm - (9/14/2017 Terminated)

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Contact information

Main Address

101 West Sandusky Street Suite 301, Findlay, OH 45840

Mailing Address

Phone number

(419) 425-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - HZCM (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,476
AUM (Assets Under Management)	$ 412,135,134

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam C. Zuercher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HIXON ZUERCHER CAPITAL MANAGEMENT

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

HIXON ZUERCHER CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 7

Date: 9/16/2002

Current Firm

HIXON ZUERCHER CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HIXON ZUERCHER CAPITAL MANAGEMENT

TRUST BUT VERIFY

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