William G. Drobny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gordon Drobny was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2009. William had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
February 19, 2021 - November 2, 2023
FRANKLIN DISTRIBUTORS, LLC
June 15, 2020 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 19, 2018 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
November 23, 2009 - May 29, 2015
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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