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JH

Jai L. Huynh

CETERA INVESTMENT ADVISERS
PASADENA, CA 91101
Some features on this profile are disabled
CRD#: 4554598
JH

Professional summary

Jai Linh Huynh, who also goes by Linh Quoc Huynh, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pasadena, California and CETERA INVESTMENT SERVICES LLC located in Pasadena, California.

Jai is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jai has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Linh Quoc Huynh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jai Linh Huynh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 135 N Los Robles Avenue 2nd Floor, Pasadena, CA 91101
RIA
CRD#: 105644
PASADENA, CA
Current

January 29, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 135 N Los Robles Avenue, Pasadena, CA 91101
BD
CRD#: 15340
Pasadena, CA
Past

July 19, 2023 - January 30, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN JOSE, CA
Past

July 19, 2023 - January 30, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN JOSE, CA
Past

February 21, 2013 - July 19, 2023

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
CAMPBELL, CA
Past

February 20, 2013 - July 19, 2023

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
CAMPBELL, CA
Past

October 1, 2012 - February 14, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN JOSE, CA
Past

October 1, 2012 - February 14, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN JOSE, CA
Past

June 14, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
LOS ALTOS, CA
Past

June 14, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LOS ALTOS, CA
Past

June 4, 2008 - February 9, 2010

COMERICA SECURITIES

RIA
CRD#: 17079
SAN JOSE, CA
Past

May 19, 2005 - February 9, 2010

COMERICA SECURITIES

BD
CRD#: 17079
SAN JOSE, CA
Past

September 13, 2002 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/29/2026)
IAR
California
(1/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/2/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Pasadena, CA 91101

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