Stuart C. Loren

FORT SHERIDAN ADVISORS LLC

Highland Park, IL 60035

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CRD#: 4554586

Professional summary

Stuart Carroll Loren, who also goes by Stuart Loren, is a registered financial advisor currently at FORT SHERIDAN ADVISORS LLC located in Highland Park, Illinois.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stuart has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stuart Loren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since July 2015, I have worked as an analyst at Fort Sheridan Advisors LLC - a registered investment advisor, serving institutional clients. The office of Fort Sheridan Advisors is at 600 Central Ave., Ste. 365, Highland Park, IL 60035. My time is split equally between activities at Fort Sheridan Advisors and Karmin Capital Management. My primary responsibilities at Fort Sheridan Advisors consist of researching macro-economic investment/trading ideas, as well as researching U.S. equities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Carroll Loren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2018 - Present

FORT SHERIDAN ADVISORS LLC

Office #1: 600 Central Ave. Ste. 365, Highland Park, IL 60035

RIA

CRD#: 151139

Highland Park, IL

Past

January 11, 2016 - August 18, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Highland Park, IL

Past

December 18, 2015 - August 18, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Highland Park, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2015

General Securities Representative Examination

Current Firm

FORT SHERIDAN ADVISORS LLC

FORT SHERIDAN ADVISORS LLC | HPOP LLC | HPO PARTNERS

CRD#: 151139 / SEC#: 801-70517

RIA

Registered Investment Advisory firm - (9/9/2009 Approved)

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Contact information

Main Address

600 Central Avenue Suite 365, Highland Park, IL 60035

Mailing Address

Phone number

(847) 559-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT SHERIDAN ADVISORS LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	931
AUM (Assets Under Management)	$ 908,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stuart C. Loren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Carroll Loren's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORT SHERIDAN ADVISORS LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

Primary Firm SEC Registration

FORT SHERIDAN ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2015

Current Firm

FORT SHERIDAN ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORT SHERIDAN ADVISORS LLC

TRUST BUT VERIFY

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