DK
Dixon Karmindro
MAINSTREAM CAPITAL MANAGEMENT
El Segundo, CA 90245
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CRD#: 4554357
DK
Professional summary
Dixon Karmindro SR., who also goes by Dixon Karmindro, is a registered financial advisor currently at MAINSTREAM CAPITAL MANAGEMENT located in El Segundo, California.
Dixon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dixon has worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 87 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dixon Karmindro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.MAINSTREAM CAPITAL PARTNERS - LOS ANGELES, CA. PASSIVE INVESTOR. STARTED 7/1/13 TO PRESENT. 2 HOURS/MO., 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.
2. DISSONANCE CAPITAL - LOS ANGELES, CA. BUSINESS CONSULTING SERVICES. STARTED 8/1/13 TO PRESENT. 0 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Dixon Karmindro SR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2018 - Present
MAINSTREAM CAPITAL MANAGEMENT
Office #1: 1730 E. Holly Ave., El Segundo, CA 90245RIA
CRD#: 297145
El Segundo, CA
Past
January 7, 2016 - July 13, 2016
TEMENOS ADVISORY, INC.
RIA
CRD#: 108458
Manhattan Beach, CA
Past
November 6, 2013 - October 1, 2018
CHEVIOT VALUE MANAGEMENT, LLC
RIA
CRD#: 166291
MANHATTAN BEACH, CA
Past
October 26, 2012 - October 25, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
LOS ANGELES, CA
Past
August 22, 2012 - October 25, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
LOS ANGELES, CA
Past
October 14, 2009 - December 7, 2012
SILVER PINE CAPITAL, LLC
RIA
CRD#: 150461
MEDFIELD, MA
Past
September 24, 2002 - May 10, 2005
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MAINSTREAM CAPITAL MANAGEMENT
BLUE DOG CAPITAL MANAGEMENT | MAINSTREAM CAPITAL MANAGEMENT LLC | MAINSTREAM CAPITAL MANAGEMENT | BLUEDOG CAPITAL MANAGEMENT LLC | BLUEDOG ADVISORY | BLUE DOG CAPITAL MANAGEMENT LLC
CRD#: 297145 / SEC#: 801-122460
RIA
Registered Investment Advisory firm - (10/8/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Connecticut
Registered Investment Advisory firm - (1/21/2022 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2021 Terminated)Washington
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/14/2018)
IAR
Connecticut(3/18/2019)
IAR
Florida(4/7/2020)
IAR
Texas(10/8/2021)
IAR
Washington(2/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MAINSTREAM CAPITAL MANAGEMENT
BLUE DOG CAPITAL MANAGEMENT | MAINSTREAM CAPITAL MANAGEMENT LLC | MAINSTREAM CAPITAL MANAGEMENT | BLUEDOG CAPITAL MANAGEMENT LLC | BLUEDOG ADVISORY | BLUE DOG CAPITAL MANAGEMENT LLC
CRD#: 297145 / SEC#: 801-122460
RIA
Registered Investment Advisory firm - (10/8/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Connecticut
Registered Investment Advisory firm - (1/21/2022 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2021 Terminated)Washington
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3435 Wilshire Blvd 1100, Los Angeles, CA 90010
Mailing Address
Phone number
(213) 365-6773
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 209,944,513 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
