Dixon Karmindro Sr.
Professional Summary
Dixon Karmindro SR., who also goes by Dixon Karmindro, is a registered financial advisor currently at MAINSTREAM CAPITAL MANAGEMENT located in El Segundo, California. Dixon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dixon has worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 87 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dixon Karmindro
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
BLUE DOG CAPITAL MANAGEMENT | MAINSTREAM CAPITAL MANAGEMENT LLC | MAINSTREAM CAPITAL MANAGEMENT | BLUEDOG CAPITAL MANAGEMENT LLC | BLUEDOG ADVISORY | BLUE DOG CAPITAL MANAGEMENT LLC
Contact Information
Main Address
3435 Wilshire Blvd 1100, Los Angeles, CA 90010Phone Number
(213) 365-6773# of Employees
4SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
175AUM (Assets Under Management)
$223,980,722Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLUE DOG CAPITAL MANAGEMENT | MAINSTREAM CAPITAL MANAGEMENT LLC | MAINSTREAM CAPITAL MANAGEMENT | BLUEDOG CAPITAL MANAGEMENT LLC | BLUEDOG ADVISORY | BLUE DOG CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
(8/14/2018)
(3/18/2019)
(4/7/2020)
(10/8/2021)
(2/19/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jan 2005About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Dixon Karmindro SR.'s CRS (Customer Relationship Summary).
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