JP
Jonathan R. Prestridge
CETERA INVESTMENT ADVISERS LLC
BATON ROUGE, LA 70809
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CRD#: 4554166
JP
Professional summary
Jonathan Robin Prestridge, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Baton Rouge, Louisiana and CETERA WEALTH SERVICES, LLC located in Baton Rouge, Louisiana.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jonathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) PRESTRIDGE FINANCIAL MANAGEMENT; Investment Related; 9026 Jefferson Highway, Suite 103, Baton Rouge, LA 70809; Insurance and Financial Services; Owner/Producer; Start Date 01/2015; dba for my securities and insurance related activities used for marking and branding purposes. In addition to securities, I also offer varied insurance products including life, fixed annuities, and long-term care insurance. >> PRESTRIDGE TAX SOLUTIONS; Non-investment related; 9026 Jefferson Highway, Suite 103, Baton Rouge, LA 70809; Tax Preparation; Tax Preparer; Start Date: 02/2013; 25 hours per month with 15 of those hours being during trading hours; I prepare individual and business tax returns.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Robin Prestridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9026 Jefferson Highway Suite 103, Baton Rouge, LA 70809RIA
CRD#: 105644
BATON ROUGE, LA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9026 Jefferson Highway Suite 103, Baton Rouge, LA 70809BD
CRD#: 13572
Baton Rouge, LA
Past
May 17, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Baton Rouge, LA
Past
May 16, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Baton Rouge, LA
Past
January 19, 2011 - May 16, 2012
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
BATON ROUGE, LA
Past
August 30, 2002 - May 16, 2012
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Louisiana(2/20/2025)
IAR
Louisiana(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(3/28/2025)
RR
Washington(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Baton Rouge, LA 70809TRUST BUT VERIFY
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