Therese J. Kollerer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Therese Janine Kollerer, CFA was a registered financial professional .
Therese is a previously registered financial professional and started their career in finance in 2003. Therese had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2008 - February 17, 2010
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
August 5, 2003 - December 31, 2021
LEXINGTON CAPITAL MANAGEMENT, INC.
July 24, 2003 - July 3, 2008
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
Primary Firm SEC Registration
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
CRD#: 110506 / SEC#: 801-57695
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
CRD#: 110506 / SEC#: 801-57695
Contact information
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,016 |
| AUM (Assets Under Management) | $ 2,511,054,488 |
Red Flags
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