Travis J. Schmitz

MARINER WEALTH

Overland Park, KS 66211

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CRD#: 4553912

Professional summary

Travis John Schmitz is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Travis has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DBA: FZA WEALTH MANAGEMENT SERVICES, LLC 2. FRANKEL ZACHARIA, LLC; 11404 W DODGE RD, SUITE 700, OMAHA, NE 68154; PARTNER; PARTNER DUTIES ASSOCIATED WITH A CPA FIRM; START-11/2001; 200 HRS/MONTH. 3. BLUEJAY CAPITAL LLC; 12821 LILLIAN ST, OMAHA, NE 68138; MEMBER; GENERAL MEMBER DUTIES, ACCOUNTING, INVESTMENT REVIEW; START-03/2007; 2 HRS/MONTH. VISIONBANCSHARES INC POSITION: INVESTOR - PASSIVE NATURE: INVESTMENTS INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 02/28/2007 ADDRESS: 1704 S MARSHALL, P O BOX 458, BOONE IA 50036 DESCRIPTION: PASSIVE INVESTOR ONLY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis John Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2018 - Present

MARINER WEALTH

Office #1: 5700 W. 112th St Suite 500, Overland Park, KS 66211

RIA

CRD#: 289886

Overland Park, KS

Past

October 20, 2011 - October 23, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

OMAHA, NE

Past

June 27, 2002 - October 24, 2017

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/10/2021)

IAR

Nebraska
(1/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/11/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2011

General Securities Representative Examination

Current Firm

MARINER WEALTH

MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

5700 W. 112th St Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis J. Schmitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis John Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER WEALTH

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

AVANTAX PLANNING PARTNERS, INC.

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/2011

Series 65

Date: 6/11/2002

SIE

Date: 10/23/2017

Series 7

Date: 10/19/2011

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

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