Malcolm J. Barnett
Professional summary
Malcolm John Barnett is a registered financial professional currently at STONEX FINANCIAL INC. .
Malcolm is registered as a RR (Registered Representative) and started their career in finance in 2002. Malcolm has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Malcolm John Barnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2025 - Present
STONEX FINANCIAL INC.
Office #1: 264 George Street Suite 42.01, Sydney, NSW 2000August 20, 2015 - February 6, 2023
CAPSTONE, LLC
August 29, 2012 - November 30, 2012
UBS SECURITIES LLC
October 1, 2008 - September 1, 2011
J.P. MORGAN SECURITIES LLC
August 22, 2002 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/2/2025
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Sydney, NSW 2000TRUST BUT VERIFY
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