AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Michael K Armour

Michael K Armour

CFP®
CETERA INVESTMENT ADVISERS
SPRINGFIELD, IL
·CRD# 4553676·28 years registered

Professional Summary

Michael K Armour, CFP®, who also goes by Mike K Armour, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Siesta Key, Florida. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike K Armour

Blog Corner

More Resources

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
View profile
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Credentials

CFP®
Certified Financial PlannerSince 1994

Years of Experience

28 years registered in the securities industry

Current & Past Employments

Current

CETERA INVESTMENT ADVISERS LLCCurrent·CRD# 105644
RIA
1. 1307 S Seventh St, Springfield, IL 627032. Siesta Key, FL
January 30, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLCCurrent·CRD# 10358
BD
1. Siesta Key, FL2. 1307 S Seventh St, Springfield, IL 62703
December 17, 2003 - Present

Past

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLCPast·CRD# 115122
RIA
Springfield, IL
June 5, 2002 - December 31, 2003
QA3 FINANCIAL LLCPast·CRD# 104957
RIA
Springfield, IL
November 16, 1998 - November 19, 2003

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIRST NATIONAL BANK OF RAYMOND - INV RELATED; RAYMOND, IL; BANK DIRECTOR, BOARD OF DIRECTORS; BANK DIRECTOR RESPONSIBILITIES INCLUDING LOAN COMMITTEE; SINCE 02/01/2013; 8 HRS/MONTH, 0 HR/MONTH DURING SECURITIES TRADING HOURS: 2) QUORUM CONSULTING GROUP, NOT INVESTMENT RELATED, ACCOUNTING/TAX, CONTRACTUAL INDEPENDENT CONTRACTOR, SINCE 01/2017, 40H/WEEK. 3) NAME OF OTHER BUSINESS: ARMOUR FAMILY SIBLING HOLDINGS LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE OWNERSHIP ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: AGRICULTURAL FARMLAND REAL ESTATE OWNERSHIP AND RENTAL; 4) NAME OF OTHER BUSINESS: TIVOLI BY THE SEA HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/VICE-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF THE CONDO ASSOCIATION RULES, REGULATIONS AND OPERATION 5) NAME OF OTHER BUSINESS: ST. ARMANDS KEY LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 40 N ADAMS DR, SARASOTA, FL 34236; NATURE OF BUSINESS: BOARD; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND SEMI ANNUAL MEETINGS;

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(7/7/2011)
RR
District of Columbia
(8/17/2016)
RR
Florida
(8/15/2011)
IAR
Florida
(4/15/2022)
RR
Illinois
(1/5/2004)
IAR
Illinois
(1/30/2004)
RR
Missouri
(1/22/2016)
RR
Texas
(2/12/2025)
IAR
Texas
(2/12/2025)
RR
West Virginia
(6/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2003About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Michael K Armour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Michael Haven Delap
AdvisorCheck Check Mark
Michael Haven Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
John Henry Robinson
AdvisorCheck Check Mark
John Henry Robinson

FINANCIAL PLANNING HAWAII, INC.

Honolulu, HI · CRD#
TS
AdvisorCheck Check Mark
Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY · CRD#
AT
AdvisorCheck Check Mark
Ana Teper

CHARLES SCHWAB & CO., INC.

Encino, CA · CRD#