Kevin J. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin John Ward was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2002. Kevin had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - December 31, 2017
KINDRED WEALTH INVESTMENT STRATEGIES
March 19, 2003 - August 5, 2004
OSAIC WEALTH, INC.
January 2, 2003 - August 5, 2004
OSAIC WEALTH, INC.
July 3, 2002 - December 21, 2002
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
KINDRED WEALTH INVESTMENT STRATEGIES
CRD#: 173421 / SEC#:
Contact information
Red Flags
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