Melinda A. Sulit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Aquino Sulit was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 2010. Melinda had worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2024 - February 20, 2024
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
July 29, 2010 - December 21, 2023
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Primary Firm SEC Registration
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 7/29/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,432 |
| AUM (Assets Under Management) | $ 286,152,291 |
Disclosures
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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