MN
Matthew D. Niederbaumer
NORTHROCK PARTNERS
Huron, SD 57350
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CRD#: 4553475
MN
Matthew David NiederbaumerNORTHROCK PARTNERS
Professional summary
Matthew David Niederbaumer, CFP®, who also goes by Matt David Niederbaumer, is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Huron, South Dakota.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Matt David Niederbaumer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Psalm 100; Huron, South Dakota; Non Investment-related; Since 2014; Member owner; Owns real estate office building; Devote 1 Hour/month; 0 Hours/month during trading hours. James Valley Christian School; 1550 Dakota Ave N, Huron SD 57350; Non Investment-related; Since 2025; Coach; Private Christian High School; Coaches boys & girls golf & boys' basketball; Devotes 60 hours/month during seasons; 5-6 hours/month during trading hours If You Build It LLC; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2021; Member Owner; Invests in real estate office building; Manges investment; 1 hour/month of time devoted to other business; 0 hours during trading hours; passive investment. VFP Tax; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2023; Member Owner; Tax preparation business; Provides tax preparation, filing, & bookkeeping services; 1 hour/month devoted to other business; 0 hours during trading hours. AM Investor Group; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2025; Investor Owner; AI firm developing agentic based services; Investor; 4 hours/month devoted to other business; 0 hours during trading hours. VF Veridian; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2025; Investor Owner; Construction company investment firm; 0 hours/month devoted to other business; 0 hours during trading hours. VFP Enterprise; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2022; Member; Management Company for VFP; Manages business; 40+ hours/month devoted to other business; 0 hours during trading hours. VF Ventures LLC; 1712 Dakota Ave S, Huron SD 57350; Investment related; Since 2023; Member; Private placement of real estate projects business; manages business; 5 hours/month devoted to other business; 1 hour/month during trading hours. VG Ventures LLC; 13230 Watertown Plank Rd,�Elm Grove WI 53122; Investment related; Since 2022; Member Owner; Commercial Real Estate; 1 hour/month devoted to other business; 0 hour/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Niederbaumer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
April 14, 2026 - Present
NORTHROCK PARTNERS, LLC
Office #1: 1712 Dakota Avenue So, Huron, SD 57350Office #2: 807 S Maple Street, Watertown, SD 57201RIA
CRD#: 167908
Huron, SD
Past
September 9, 2021 - April 10, 2026
VANTAGE FINANCIAL PARTNERS, LLC
RIA
CRD#: 315828
HURON, SD
Past
May 5, 2020 - August 19, 2021
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Huron, SD
Past
March 12, 2003 - May 4, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
WATERTOWN, SD
Past
July 24, 2002 - May 4, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
WATERTOWN, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(4/14/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)Loading...
Contact information
Main Address
225 South Sixth Street Suite 1400, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 367-8800
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,014 |
| AUM (Assets Under Management) | $ 12,185,185,517 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
