John J. Faron
Professional summary
John Joseph Faron, who also goes by John Faron, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Faron's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2021 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: One Congress Street, Boston, MA 02114April 22, 2020 - July 20, 2021
NORTHERN TRUST INVESTMENTS, INCORPORATED
April 20, 2020 - July 20, 2021
NORTHERN TRUST SECURITIES, INC.
July 8, 2019 - April 7, 2020
ALPS DISTRIBUTORS, INC.
February 3, 2015 - May 31, 2019
INVESCO ADVISERS, INC.
February 3, 2015 - May 31, 2019
INVESCO DISTRIBUTORS, INC.
March 6, 2014 - January 7, 2015
QUASAR DISTRIBUTORS, LLC
April 17, 2012 - December 19, 2013
VOYA INVESTMENT MANAGEMENT CO. LLC
April 11, 2012 - December 19, 2013
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 17, 2011 - February 13, 2012
COHEN & STEERS SECURITIES, LLC
June 1, 2010 - April 26, 2011
INVESCO DISTRIBUTORS, INC.
September 12, 2007 - June 1, 2010
MORGAN STANLEY DISTRIBUTION, INC.
March 31, 2006 - August 23, 2007
COHEN & STEERS SECURITIES, LLC
January 20, 2005 - April 5, 2006
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 14, 2003 - January 24, 2005
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107Boston, MA 02114TRUST BUT VERIFY
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