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David Vaughan Lewis

David V. Lewis

MONTLAKE CAPITAL MANAGEMENT
AUSTIN, TX
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CRD#: 4553188
David Vaughan Lewis

Professional summary

David Vaughan Lewis, CFA, CFP® is a registered financial advisor currently at MONTLAKE CAPITAL MANAGEMENT, LLC located in Austin, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. David Lewis is a past director of the CFA Society of Dallas/Ft. Worth and CFA Society Seattle, serves on an advocacy council and is one of twelve elected Presidents Council Representatives to the CFA Institute's Board of Governors. He also is an appointed Director on the Texas Statewide Healthcare Council. These activities are of a volunteer nature thus he does not receive any compensation in connection this activity. Mr. Lewis is also a Director of the Lake Pointe MUD and Preserve, past Secretary Treasurer and oversees the organization's investment portfolio. His compensation is de minimis as stipulated by the State of Texas. Mr. Lewis spends less than 5% of his time on these matters and thus is not viewed as a potential conflict of interest with Montlake Capital Management, LLC's activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Vaughan Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

April 11, 2018 - Present

MONTLAKE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 292299
AUSTIN, TX
Past

February 2, 2001 - November 14, 2017

FCM INVESTMENTS

RIA
CRD#: 107025
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/11/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/11/2000
Uniform Investment Adviser Law Examination

Current Firm

MC
MONTLAKE CAPITAL MANAGEMENT, LLC
MONTLAKE CAPITAL MANAGEMENT | MONTLAKE CAPITAL MANAGEMENT, LLC

CRD#: 292299 / SEC#:

Texas
Registered Investment Advisory firm - (4/11/2018 Approved)
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Contact information

Main Address
Austin, TX
Mailing Address
Phone number
(469) 713-1934
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts6
AUM (Assets Under Management)$ 5,517,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTLAKE CAPITAL MANAGEMENT, LLC

CRD#: 292299Austin, TX

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