Michelle N. Galeski
Professional summary
Michelle Nicole Galeski, who also goes by Michelle Nicole Bierman, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2003. Michelle has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Nicole Galeski's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2014 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607September 3, 2012 - December 31, 2013
CABIN SECURITIES, INC.
May 22, 2007 - April 25, 2011
VSR FINANCIAL SERVICES, INC.
February 12, 2003 - April 25, 2011
VSR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2024)
(7/12/2023)
(7/21/2022)
(11/13/2020)
(6/10/2024)
(7/18/2022)
(7/26/2022)
(7/12/2024)
(1/3/2014)
(6/23/2022)
(7/21/2022)
(9/1/2017)
(8/11/2021)
(7/1/2025)
(9/1/2017)
(9/4/2019)
(7/12/2023)
(6/27/2023)
(8/13/2021)
(11/13/2020)
(7/12/2023)
(6/27/2022)
(6/29/2022)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.