MS
Mary C. Short
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Los Angeles, CA
Some features on this profile are disabled
CRD#: 4552589
MS
Professional summary
Mary Cunningham Short, CFP®, who also goes by Mary Stewart Cunningham, Mary Stewart Sevier Cunningham, Maisie Cunningham Short, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Los Angeles, California and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Mary has worked at 5 firms and has passed the Series 63, Series 65 and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Stewart Cunningham | Mary Stewart Sevier Cunningham | Maisie Cunningham Short
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA Details: 1.) a.OBA Name: CFA Society Los Angeles b.Investment-related? Yes c.OBA Address: 13400 Riverside Drive, Ste. 215, Sherman Oaks, CA 91423 d.OBA Nature: ESG Advisory Council Member e.Position, Title, or Relationship with the OBA: ESG Advisory Council Member f.OBA Start Date: 10/05/2020 g.Approximate number of hours/month devoted to the OBA: 1 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Provide analysts with a broader perspective of Environmental, Social, and Governance (ESG) considerations being integrated into investment analysis. 2.) a.OBA Name: iDAC Inc b.Investment-related? No c.OBA Address: 330 W 38th St Suite #1105 New York, NY 10018 d.OBA Nature: Non-profit volunteer e.Position, Title, or Relationship with the OBA: Board Member f.OBA Start Date: 01/01/2025 g.Approximate number of hours/months devoted to the OBA: 10 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Member of the board representing broadly owned investment firms.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Cunningham Short's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 10, 2020 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
Los Angeles, CA
Current
September 2, 2020 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116BD
CRD#: 28262
Boston, MA
Past
September 29, 2020 - June 27, 2024
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
September 26, 2014 - April 5, 2017
WILSHIRE ASSOCIATES INCORPORATED
RIA
CRD#: 6210
SANTA MONICA, CA
Past
May 12, 2010 - November 16, 2012
CONVERGENT WEALTH ADVISORS, LLC
RIA
CRD#: 143719
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/27/2025)
RR
Alaska(10/28/2025)
RR
Arizona(10/30/2025)
IAR
California(8/10/2020)
RR
California(11/10/2020)
RR
Colorado(11/28/2022)
RR
Connecticut(10/29/2025)
RR
Delaware(10/28/2025)
RR
District of Columbia(10/30/2025)
RR
Florida(10/28/2025)
RR
Georgia(10/28/2025)
RR
Hawaii(10/28/2025)
RR
Idaho(10/27/2025)
RR
Illinois(11/28/2022)
RR
Indiana(10/27/2025)
RR
Iowa(10/28/2025)
RR
Kansas(10/27/2025)
RR
Kentucky(10/27/2025)
RR
Louisiana(10/27/2025)
RR
Maine(10/28/2025)
RR
Maryland(10/29/2025)
IAR
Massachusetts(8/18/2020)
RR
Massachusetts(11/10/2020)
RR
Michigan(10/29/2025)
RR
Minnesota(10/30/2025)
RR
Mississippi(10/29/2025)
RR
Missouri(10/27/2025)
RR
Montana(10/31/2025)
RR
Nebraska(10/28/2025)
RR
Nevada(10/27/2025)
RR
New Hampshire(10/28/2025)
RR
New Jersey(10/28/2025)
RR
New Mexico(10/28/2025)
RR
New York(10/29/2025)
RR
North Carolina(10/30/2025)
RR
North Dakota(11/3/2025)
RR
Ohio(10/28/2025)
RR
Oklahoma(10/28/2025)
RR
Oregon(11/28/2022)
RR
Pennsylvania(11/28/2022)
RR
Rhode Island(10/28/2025)
RR
South Carolina(10/28/2025)
RR
South Dakota(10/28/2025)
RR
Tennessee(10/28/2025)
RR
Texas(10/29/2025)
RR
Utah(10/28/2025)
RR
Vermont(10/28/2025)
RR
Virgin Islands(10/30/2025)
RR
Virginia(10/27/2025)
RR
Washington(11/28/2022)
RR
Wisconsin(10/28/2025)
RR
Wyoming(10/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2020
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
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Contact information
Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
