EC
Elizabeth G. Caldwell
WELSH HILLS FINANCIAL SERVICES
Granville, OH
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CRD#: 4551635
EC
Professional summary
Elizabeth Gray Caldwell, CFP® is a registered financial advisor currently at WELSH HILLS FINANCIAL SERVICES, LLC located in Granville, Ohio.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Elizabeth has worked at 1 firm .
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Insurance Planning
Estate Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Gray Caldwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
November 22, 2006 - Present
WELSH HILLS FINANCIAL SERVICES, LLC
Office #2: 581 B Country Club Dr, Newark, OH 43055RIA
CRD#: 119949
Granville, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(11/22/2006)
Exams
Current Firm
WELSH HILLS FINANCIAL SERVICES, LLC
CALDWELL, ELIZABETH GRAY | WELSH HILLS FINANCIAL, LLC | WELSH HILLS FINANCIAL SERVICES, LLC | WELSH HILLS FINANCIAL SERVICES | WELSH HILLS FINANCIAL | WELLS HILLS FINANCIAL, LLC | ELIZABETH GRAY CALDWELL
CRD#: 119949 / SEC#:
Ohio
Registered Investment Advisory firm - (10/14/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
581 B Country Club Dr, Newark, OH 43055
Mailing Address
Phone number
(740) 755-4133
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 47,455,884 |
Red Flags
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