Donna R. Huntsman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Rozelle Huntsman, who also goes by Donna R. Peterson, Donna Rozelle Richardson, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2003. Donna had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2011 - August 17, 2012
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
December 7, 2010 - August 17, 2012
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
January 23, 2009 - February 5, 2009
KEY INVESTMENT SERVICES LLC
November 18, 2004 - February 15, 2007
KEYBANC CAPITAL MARKETS INC.
October 8, 2003 - February 15, 2007
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD#: 1254 / SEC#: 801-67179, 8-2915
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
