David C. Peppard
Professional summary
David Christopher Peppard, who also goes by David C Peppard, is a registered financial advisor currently at HAVERFORD FINANCIAL SERVICES, INC. located in Radnor, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Peppard's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2015 - Present
HAVERFORD FINANCIAL SERVICES, INC.
Office #1: Three Radnor Corporate Center Suite 450, Radnor, PA 19087-4546November 11, 2013 - June 20, 2025
HAVERFORD TRUST SECURITIES, INC.
May 20, 2009 - October 25, 2013
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/13/2015)
Exams
Current Firm
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 341,907,816 |
Red Flags
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