SO
Scott E. Oliphant
CETERA INVESTMENT ADVISERS LLC
COLUMBUS, IN 47201
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CRD#: 4551455
SO
Professional summary
Scott Edward Oliphant is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Columbus, Indiana and CETERA ADVISORS LLC located in Columbus, Indiana.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: INTEGRITY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / INSURANCE; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER / FOUNDER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES AND INSURANCE; 2. NAME OF OTHER BUSINESS: HOBBIEST BEEKEEPER; INVESTMENT RELATED: NO; ADDRESS: SCIPIO, IN 47273; NATURE OF BUSINESS: SELLING OF HONEY; START DATE: 06/2016; POSITION/TITLE/RELATIONSHIP: OWNER / OPERATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RAISING HONEY BEES, HARVESTING AND SELLING HONEY; 3. NAME OF OTHER BUSINESS: OLIPHANT FAMILY FARMS; INVESTMENT RELATED: NO; ADDRESS: 3600 N CR 700W SCIPIO IN 47273; NATURE OF BUSINESS: BEE KEEPING; START DATE: 3/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: RAISING HONEYBEES TO SELL, HARVEST HONEY AND OTHER PRODUCTS; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE, AND MEDICARE: 5. NAME OF OTHER BUSINESS: INTEGRITY LIFE & HEALTH, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE SERVICES, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RECEIVES OFFICE SPACE RENTAL INCOME & DBA FOR FIXED INSURANCE SALES;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Edward Oliphant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3038 State St, Columbus, IN 47201RIA
CRD#: 105644
COLUMBUS, IN
Current
December 18, 2019 - Present
CETERA ADVISORS LLC
Office #1: 3038 State St, Columbus, IN 47201BD
CRD#: 10299
Columbus, IN
Past
December 18, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
DENVER, CO
Past
October 22, 2019 - December 19, 2019
CREATIVE FINANCIAL DESIGNS, INC.
RIA
CRD#: 109032
Columbus, IN
Past
November 14, 2005 - December 19, 2019
CFD INVESTMENTS, INC.
BD
CRD#: 25427
COLUMBUS, IN
Past
February 22, 2005 - November 10, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
August 20, 2002 - December 14, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2021)
RR
Florida(7/14/2023)
RR
Georgia(6/6/2025)
RR
Indiana(12/18/2019)
IAR
Indiana(3/21/2024)
RR
Kentucky(12/18/2019)
RR
Maine(2/10/2020)
RR
Michigan(12/18/2019)
RR
Missouri(11/10/2021)
RR
Montana(12/18/2019)
RR
Ohio(12/18/2019)
RR
Pennsylvania(2/19/2020)
RR
Tennessee(12/18/2019)
RR
Wisconsin(12/18/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Columbus, IN 47201TRUST BUT VERIFY
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