Joshua C. Koehnen
INDEPENDENT FINANCIAL GROUP
San Diego, CA 92130
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CRD#: 4551444
Professional summary
Joshua Cory Koehnen, CFP®, who also goes by Josh Koehnen, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in San Diego, California and PREMIER WEALTH ADVISORS, LLC located in San Diego, California.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Joshua has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Koehnen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2004 ADDRESS: 12531 High Bluff Drive #110, San Diego CA 92130, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS INSURANCE PRODUCTS (2) PREMIER REALTY SOLUTIONS, INC. POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2007 ADDRESS: 12531 High Bluff Drive #110, San Diego CA 92130, United States DESCRIPTION: 50% OWNER OF PREMIER REALTY SOLUTIONS, INC. A REAL ESTATE BROKERAGE CORPORATION, ADVISOR ACTS AS BROKER FOR REAL ESTATE SALES. (3) PREMIER WEALTH MANAGEMENT, INC, POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/04/2004 ADDRESS: 12531 High Bluff Drive #110, San Diego CA 92130, United States DESCRIPTION: 100% OWNER OF PREMIER WEALTH MANAGEMENT, INC. OPERATING AS INVESTMENT ADVISORY BUSINESS, AND FINANCIAL PLANNING CONSULTANT. (4) PREMIER WEALTH ADVISORS LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 05/13/2016 ADDRESS: 12531 High Bluff Drive #110, San Diego CA 92130, United States DESCRIPTION: 50% OWNER DBA PREMIER WEALTH ADVISORS LLC USED FOR MARKETING PURPOSES.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Cory Koehnen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Cory Koehnen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
October 17, 2005 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 12531 High Bluff Drive #110, San Diego, CA 92130RIA
BD
CRD#: 7717
San Diego, CA
Current
January 24, 2019 - Present
PREMIER WEALTH ADVISORS, LLC
Office #1: 12531 High Bluff Drive Suite 110, San Diego, CA 92130RIA
CRD#: 285510
San Diego, CA
Current
March 9, 2004 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 12531 High Bluff Drive #110, San Diego, CA 92130RIA
BD
CRD#: 7717
San Diego, CA
Past
November 19, 2002 - March 5, 2013
FINANCIAL DESIGNS LTD.
RIA
CRD#: 135426
SAN DIEGO, CA
Past
August 26, 2002 - March 9, 2004
QA3 FINANCIAL LLC
RIA
CRD#: 104957
SAN DIEGO, CA
Past
August 12, 2002 - March 9, 2004
QA3 FINANCIAL CORP.
BD
CRD#: 14754
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/14/2015)
RR
Arizona(4/17/2014)
RR
California(3/9/2004)
IAR
California(11/10/2005)
RR
Colorado(2/16/2021)
RR
Florida(7/8/2022)
RR
Georgia(1/23/2023)
RR
Idaho(2/2/2022)
RR
Kansas(3/21/2014)
RR
Minnesota(3/18/2019)
RR
Nevada(7/26/2017)
RR
New Hampshire(1/9/2025)
RR
New York(1/9/2021)
RR
North Carolina(10/23/2023)
RR
Ohio(10/23/2023)
RR
Oregon(2/18/2021)
RR
Pennsylvania(10/23/2023)
RR
South Carolina(2/23/2022)
RR
Tennessee(1/11/2021)
IAR
Texas(7/7/2016)
RR
Texas(8/25/2016)
RR
Utah(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
