RS
Rebecca R. Stewart
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Sugarcreek, OH 44681
Some features on this profile are disabled
CRD#: 4551434
RS
Professional summary
Rebecca R. Stewart, who also goes by Rebecca Romaine Lowry, Rebecca R. Stewart, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sugarcreek, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Columbus, Ohio.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Rebecca has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rebecca Romaine Lowry | Rebecca R. Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT, 4942 Reed Rd, Columbus, OH 43220, 11/3/06, THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 10/TRADING. 2)SECURE PATH ADVISORY GROUP, 4930 REED ROAD STE 100, COLUMBUS, OH,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 12/01/18, INV REL, AGENT, 10/WK, 10/TRADING 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)COVENANT FINANCIAL ADVISORS, 4942 Reed Road, columbus OH 43220, United States, 06/01/2023, Owner, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 8 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca R. Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 785 Dover Rd. Ne, Sugarcreek, OH 44681Office #2: 4884 Dressler Rd. Nw, Canton, OH 44718Office #3: 4942 Reed Road, Columbus, OH 43220Office #4: 285 Main St., Bellville, OH 44813Office #5: 4200 Hoover Rd., Grove City, OH 43123Office #6: 5005 Rockside Rd. Ste 600, Cleveland, OH 44131RIA
CRD#: 134139
Sugarcreek, OH
Current
November 1, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4942 Reed Road, Columbus, OH 43220Office #2: 285 Main St., Bellville, OH 44813Office #3: 4200 Hoover Rd., Grove City, OH 43123Office #4: 785 Dover Rd. Ne, Sugarcreek, OH 44681Office #5: 4884 Dressler Rd. Nw, Canton, OH 44718Office #6: 5005 Rockside Rd. Ste 600, Cleveland, OH 44131BD
CRD#: 39543
Columbus, OH
Past
May 3, 2013 - October 31, 2018
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
COLUMBUS, OH
Past
August 1, 2008 - October 31, 2018
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Past
October 10, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
DUBLIN, OH
Past
July 9, 2002 - October 11, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
DUBLIN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2021)
RR
Arizona(6/12/2023)
RR
California(10/15/2021)
RR
Colorado(12/4/2019)
RR
Connecticut(10/4/2024)
RR
Delaware(11/1/2018)
RR
Florida(11/1/2018)
RR
Georgia(6/12/2023)
RR
Illinois(10/15/2021)
RR
Indiana(10/15/2021)
RR
Kansas(6/12/2023)
RR
Kentucky(4/20/2020)
RR
Louisiana(10/15/2021)
RR
Maine(11/3/2025)
RR
Maryland(6/12/2023)
RR
Massachusetts(1/2/2025)
RR
Michigan(5/24/2019)
RR
Minnesota(1/2/2025)
RR
Missouri(6/12/2023)
RR
Nebraska(6/12/2023)
RR
Nevada(8/14/2019)
RR
New Jersey(10/15/2021)
RR
New York(1/3/2023)
RR
North Carolina(5/24/2019)
RR
Ohio(11/1/2018)
IAR
Ohio(11/1/2018)
RR
Oklahoma(11/19/2021)
RR
Pennsylvania(8/14/2019)
RR
South Carolina(10/15/2021)
RR
Tennessee(1/2/2025)
RR
Texas(11/1/2018)
IAR
Texas(12/11/2024)
RR
Virginia(10/15/2021)
RR
West Virginia(10/15/2021)
RR
Wisconsin(6/12/2023)
RR
Wyoming(6/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
