SM
Samuel S. Mcgee
CRESTMONT PRIVATE WEALTH LLC
Boerne, TX 78006
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CRD#: 4551147
SM
Professional summary
Samuel Sean Mcgee, who also goes by Sam S. Mcgee, is a registered financial advisor currently at CRESTMONT PRIVATE WEALTH LLC located in Boerne, Texas.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Samuel has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam S. Mcgee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ASH BROKERAGE, INC.; INVESTMENT RELATED; 888 HARRISON ST, FT WAYNE, IN 46802; FIXED INSURANCE; AGENT; START DATE: 11/2/2011; APPROX 5 HRS/MO; PROVIDE FIXED INSURANCE SOLUTIONS (2) SKIS HOLDINGS LLC; NOT INVESTMENT RELATED; 604 S.Main, Boerne, TX 78006; OWNER; START DATE 5/2019. 0 HOURS PER MONTH. Check writing authority and control of funds. (3) Texas Board of Professional Geoscientists, Not investment related. Member, Start Date 7/2023, Approx. 1 hours per month. Board member. (4) Regional Director and President. of Texas Hill Country Mustang Club. Not investment Related. 501c-7. Start Date 01/2023, Approx. 1 hour per month. Check writing authority. (5) Precinct chair for district 1050, Kendall County Republican Party. Time spent on this activity is less than 1% of McGee's time. (6) Greyhound Athletic Booster Club. Treasurer. Start Date 08/2025. Not Investment Related. less than 1% of time during securities trading hours. (7) Hill Country Family Services. Board Member. Start Date: 01/2024 . Not Investment Related. Less than 1% of time during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Sean Mcgee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2019 - Present
CRESTMONT PRIVATE WEALTH LLC
Office #1: 604 S. Main, Boerne, TX 78006Office #2: One Riverway, Suite 470, Houston, TX 77056RIA
CRD#: 304170
Boerne, TX
Past
March 26, 2010 - September 30, 2019
AVONDALE WEALTH MANAGEMENT LLC
RIA
CRD#: 152590
Lakeway, TX
Past
March 26, 2010 - November 2, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Boerne, TX
Past
October 11, 2007 - March 29, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
DALLAS, TX
Past
February 28, 2005 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 2, 2003 - October 25, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
HOUSTON, TX
Past
September 18, 2002 - October 25, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CRESTMONT PRIVATE WEALTH LLC
CRESTMONT PRIVATE WEALTH LLC
CRD#: 304170 / SEC#: 801-117388
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Louisiana
Registered Investment Advisory firm - (9/26/2019 Terminated)Texas
Registered Investment Advisory firm - (9/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/31/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CP
CRESTMONT PRIVATE WEALTH LLC
CRESTMONT PRIVATE WEALTH LLC
CRD#: 304170 / SEC#: 801-117388
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Louisiana
Registered Investment Advisory firm - (9/26/2019 Terminated)Texas
Registered Investment Advisory firm - (9/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
604 S. Main, Boerne, TX 78006
Mailing Address
Phone number
(832) 280-5288
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 714 |
| AUM (Assets Under Management) | $ 301,660,284 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
