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Brandon Hendricks
AdvisorCheck Check Mark

Brandon Hendricks

CRD#: 5618247
Brandon Hendricks
AdvisorCheck Check Mark

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Hendricks, who also goes by Brandon Ray Hendricks, Brandon Hendricks, was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2009. Brandon had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brandon Ray Hendricks | Brandon Hendricks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 21, 2025 - February 2, 2026

MARINER WEALTH

RIA
CRD#: 140195
Overland Park, KS
Past

December 5, 2022 - October 11, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Powell, OH
Past

December 5, 2022 - October 11, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Powell, OH
Past

March 22, 2019 - November 4, 2022

EDWARD JONES

RIA
CRD#: 250
CANAL WINCHESTER, OH
Past

March 19, 2019 - November 4, 2022

EDWARD JONES

BD
CRD#: 250
CANAL WINCHESTER, OH
Past

March 20, 2018 - March 22, 2019

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
GROVE CITY, OH
Past

March 3, 2016 - March 22, 2019

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
GROVE CITY, OH
Past

June 1, 2012 - February 3, 2014

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
CHILLICOTHE, OH
Past

October 28, 2010 - February 3, 2014

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
CHILLICOTHE, OH
Past

June 24, 2009 - August 25, 2009

NEW ENGLAND SECURITIES

BD
CRD#: 615
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARINER WEALTH
ADVICEPERIOD | MARINER, LLC | MARINER WEALTH ADVISORS, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER ULTRA | MARINER INSTITUTIONAL CONSULTING, LLC | MARINER INSTITUTIONAL | MARINER | KUMMER FINANCIAL STRATEGIES

CRD#: 140195 / SEC#: 801-66632

RIA
Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/26/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/9/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/13/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/23/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MW
MARINER WEALTH
ADVICEPERIOD | MARINER, LLC | MARINER WEALTH ADVISORS, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER ULTRA | MARINER INSTITUTIONAL CONSULTING, LLC | MARINER INSTITUTIONAL | MARINER | KUMMER FINANCIAL STRATEGIES

CRD#: 140195 / SEC#: 801-66632

RIA
Registered Investment Advisory firm - (4/24/2006 Approved)
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Contact information

Main Address
5700 W. 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(913) 904-5700
Established
Firm type
Fiscal year end
# of Employees
1,503

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts155,767
AUM (Assets Under Management)$ 98,603,233,201

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
11/19/2024
Cover Page
Report
12/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARINER WEALTH

Financial AdvisorCRD#: 140195

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Contact information

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