Jose Antonio Cuevas Iii
CFP®Professional Summary
Jose Antonio Cuevas III, CFP®, who also goes by Jose A. Cuevas III, Jose A. Cuevas, is a registered financial advisor currently at WISDOM INVESTMENTS located in Hoffman Estates, Illinois. Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jose has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jose A. Cuevas Iii, Jose A. Cuevas
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Current Firm
JOSE CUEVAS INC. DBA WISDOM INVESTMENTS INC. | WISDOM INVESTMENTS, INC. | WISDOM INVESTMENTS INC. | WISDOM INVESTMENTS
Contact Information
Main Address
2000 Center Dr. Suite East D219, Hoffman Estates, IL 60192Mailing Address
2000 Center Dr. Suite East D219, Hoffman Estates, IL 60192Phone Number
(224) 735-7185# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
301AUM (Assets Under Management)
$53,086,159Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
State Registrations and Notice Filings
(1/4/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2002About the Series 6 examSimilar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Jose Antonio Cuevas III's CRS (Customer Relationship Summary).
Similar Advisors
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
