Kimberley A. Schkade-hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberley Ann Schkade-hill, who also goes by Kimberley Ann Schkade Hill, Kimberly Schkade-hill, was a registered financial professional .
Kimberley is a previously registered financial professional and started their career in finance in 2002. Kimberley had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2021 - August 9, 2021
TCFG WEALTH MANAGEMENT, LLC
May 3, 2018 - May 3, 2019
LION STREET FINANCIAL, LLC
January 26, 2018 - May 4, 2018
OSAIC SERVICES, INC.
May 16, 2013 - January 26, 2018
BBVA SECURITIES INC.
February 9, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 19, 2002 - December 23, 2009
GUARANTY BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TCFG WEALTH MANAGEMENT, LLC
CRD#: 164153 / SEC#: , 8-69089
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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