DL
Della M. Lounsbery
AVANTAX PLANNING PARTNERS
Middletown, NY
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CRD#: 4549853
DL
Professional summary
Della Marie Lounsbery, who also goes by Della Marie Mcgoey, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Middletown, New York and CETERA INVESTMENT ADVISERS LLC located in Middletown, New York.
Della is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Della has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Della Marie Mcgoey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STEPHEN E. PLAIN LLC DBA SEP FINANCIAL SERVICES: POSITION: Employee NATURE: Tax Preparation/Accounting INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2014; ADDRESS: 5 Hatfield Lane, Suite 2A-2, Goshen NY 10924: taxes 2) PIPELOGIX LMS INC. POSITION: none NATURE: I share office space with my husband who is the Director of Business Development at this business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2024 ADDRESS: 780 Long Beach Blvd, Long Beach NY 11561, United States DESCRIPTION: I share office space. My husband, James O Lounsbery and I both work from home and share space. We have separate computers, printers and scanners and files are maintained in our companies cloud systems. 3) ENNOVATIVE PATENT HOLDING CO. LLC POSITION: sole member NATURE: All things Patent Related. There is a patent related to energy storage. There is a bank acct to pay for patent submission, lawyer fees, patent amendments. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 231 Highland Ave, Middletown NY 10940, United States DESCRIPTION: none. I am in name only. It's my husband's patent, our money funding it.
CRS (Client Relationship Summary) - RIA
Click below to view Della Marie Lounsbery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2025 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #2: 600 Parsippany Rd Suite 206, Parsippany, NJ 07054RIA
CRD#: 106237
Middletown, NY
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 600 Parsippany Rd Suite 206, Parsippany, NJ 07054RIA
CRD#: 105644
MIDDLETOWN, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 600 Parsippany Rd Suite 206, Parsippany, NJ 07054BD
CRD#: 13572
PARSIPPANY, NJ
Past
August 18, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Middletown, NY
Past
July 22, 2013 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Middletown, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(10/9/2025)
IAR
New York(4/23/2025)
RR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
