JS
Justin J. Spraker
CETERA INVESTMENT ADVISERS LLC
Clifton Park, NY 12065
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CRD#: 4549463
JS
Professional summary
Justin James Spraker, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clifton Park, New York and CETERA WEALTH SERVICES, LLC located in Clifton Park, New York.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Justin has worked at 6 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2002 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: LEGACY WEALTH PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2014 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SERVICE CLIENTS CONDUCTING ANNUAL FINANCIAL PLANNING, ASSET MANAGEMENT, AND INVESTMENT SOLUTIONS. RECRUIT NEW CLIENTS, AND PROSPECTIVE ADVISORS TO CONTINUE TO GROW THE ORGANIZATION; 3. NAME OF OTHER BUSINESS: GHA EXECUTIVE SERVICES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC TO PAY EXPENSES AND STAFF START DATE: 7/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: GHA EXECUTIVE SERVICES LLC, WAS CREATED AS A SEPARATE ENTITY TO PAY NON-LICENSES STAFF, RENT, AND OTHER PAYMENTS TO VENDORS USED IN SUPPORT OF LEGACY WEALTH PLANNING GROUP;
CRS (Client Relationship Summary) - RIA
Click below to view Justin James Spraker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 17, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7 South Side Drive Ste 204, Clifton Park, NY 12065RIA
CRD#: 105644
Clifton Park, NY
Current
March 17, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7 South Side Drive Ste 204, Clifton Park, NY 12065BD
CRD#: 13572
Clifton Park, NY
Past
July 18, 2022 - April 11, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Clifton Park, NY
Past
July 18, 2022 - April 11, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Clifton Park, NY
Past
April 16, 2021 - July 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CLIFTON PARK, NY
Past
July 3, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 11, 2002 - September 26, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 11, 2002 - July 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CLIFTON PARK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/17/2025)
RR
Florida(8/22/2025)
RR
Georgia(3/17/2025)
RR
Indiana(7/18/2025)
RR
Kansas(3/17/2025)
RR
Massachusetts(3/17/2025)
RR
Nevada(3/17/2025)
RR
New York(3/17/2025)
IAR
New York(3/17/2025)
RR
South Carolina(3/17/2025)
RR
Tennessee(3/17/2025)
RR
Virginia(3/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/17/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
