Becky L. Bouchard

NATIONAL FINANCIAL SERVICES LLC

Boston, MA 02210

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CRD#: 4549308

Professional summary

Becky L Bouchard, who also goes by Becky Lee Bouchard, Becky Lee Bourgoin, `becky Lee Bourgoin, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.

Becky is registered as a RR (Registered Representative) and started their career in finance in 2003. Becky has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Becky Lee Bouchard | Becky Lee Bourgoin | `becky Lee Bourgoin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Becky L Bouchard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2007 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 155 Seaport Blvd., Boston, MA 02210

CRD#: 13041

Boston, MA

Current

April 29, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 155 Seaport Blvd., Boston, MA 02210

CRD#: 7784

Boston, MA

Past

November 21, 2005 - January 30, 2007

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

BOSTON, MA

Past

December 4, 2003 - November 22, 2005

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2025)

Alaska
(1/3/2025)

Arizona
(1/3/2025)

Arkansas
(1/3/2025)

California
(1/3/2025)

Colorado
(1/3/2025)

Connecticut
(1/3/2025)

Delaware
(1/3/2025)

District of Columbia
(1/3/2025)

Florida
(1/3/2025)

Georgia
(1/3/2025)

Hawaii
(1/3/2025)

Idaho
(1/3/2025)

Illinois
(1/3/2025)

Indiana
(1/3/2025)

Iowa
(1/3/2025)

Kansas
(1/3/2025)

Kentucky
(1/3/2025)

Louisiana
(1/3/2025)

Maine
(1/3/2025)

Maryland
(1/3/2025)

Massachusetts
(8/8/2011)

Michigan
(1/3/2025)

Minnesota
(1/3/2025)

Mississippi
(1/3/2025)

Missouri
(1/3/2025)

Montana
(1/3/2025)

Nebraska
(1/3/2025)

New Hampshire
(1/3/2025)

New Jersey
(1/3/2025)

New Mexico
(1/3/2025)

New York
(1/3/2025)

North Dakota
(1/3/2025)

Ohio
(1/6/2025)

Oklahoma
(1/3/2025)

Oregon
(1/3/2025)

Pennsylvania
(1/3/2025)

Puerto Rico
(1/3/2025)

Rhode Island
(1/3/2025)

South Carolina
(1/3/2025)

South Dakota
(1/3/2025)

Tennessee
(1/3/2025)

Texas
(1/3/2025)

Utah
(1/3/2025)

Vermont
(1/3/2025)

Virgin Islands
(1/3/2025)

Virginia
(1/3/2025)

Washington
(1/3/2025)

West Virginia
(1/3/2025)

Wisconsin
(1/3/2025)

Wyoming
(1/3/2025)

Exams

State Security Law Exam

Series 63

Date: 8/4/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2005

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	MEMBER
BRANDNER, CLINT RYAN	CHIEF OPERATIONS OFFICER	7209362
CENATIEMPO, PHILIP J	HEAD OF STRATEGY, PLANNING & ADVICE	4809405
DYER, JANET MARIE	CO - CHIEF COMPLIANCE OFFICER	3186352
MAHNA, ROHIT	HEAD OF CLIENT GROWTH	4078386
MASCIALINO, ROBERT RAYMOND	PRESIDENT/CEO/DIRECTOR	2078086
MCLAUGHLIN, KEVIN MICHAEL	CHIEF FINANCIAL OFFICER	5392417
MERKEN, GAIL RACHEL	CHIEF COMPLIANCE OFFICER	5546717
PETERSON, PAUL DAVID	HEAD OF INVESTMENT ADVISOR GROUP	2387115
STURDY, CHARLES HANCOCK	SECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event	23
Arbitration	124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Becky L. Bouchard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Becky L Bouchard's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BROWNCO, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/2011

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2003

Series 24

Date: 2/1/2005

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FIDELITY BROKERAGE SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY BROKERAGE SERVICES LLC

TRUST BUT VERIFY

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