Andrew J. Whitten

PFG PRIVATE WEALTH MANAGEMENT

Lutz, FL 33548

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CRD#: 4548513

Professional summary

Andrew Jared Whitten, who also goes by Andy Whitten, is a registered financial advisor currently at PFG PRIVATE WEALTH MANAGEMENT, LLC located in Lutz, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 3 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Whitten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, Sole Proprietor, Start 03/15, 18572 N Dale Mabry Hwy, Lutz, FL 33548, Insurance Agency/Agent, Not Investment Related, 10 hours per month, 10 hours per month per during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Jared Whitten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2016 - Present

PFG PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 18572 N. Dale Mabry Hwy, Lutz, FL 33548

RIA

CRD#: 282301

Lutz, FL

Past

February 26, 2009 - January 29, 2016

TAYLOR & WILLIAMS, INC.

RIA

CRD#: 121776

LUTZ, FL

Past

March 23, 2005 - November 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282301 / SEC#: 801-113163

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/3/2016)

IAR

Texas
(10/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 3/22/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282301 / SEC#: 801-113163

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

18572 N. Dale Mabry Hwy, Lutz, FL 33548

Mailing Address

Phone number

(813) 286-7776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PFG PRIVATE WEALTH MANAGEMENT, LLC (7/24/2025)

Regulatory assets under management

Total Number of Accounts	1,104
AUM (Assets Under Management)	$ 238,543,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew J. Whitten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Jared Whitten's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFG PRIVATE WEALTH MANAGEMENT, LLC

TAYLOR & WILLIAMS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

PFG PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2009

Series 6

Date: 3/22/2005

Current Firm

PFG PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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