Jessica B. Carolin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Brede Carolin was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2002. Jessica had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - March 5, 2018
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
May 25, 2005 - April 7, 2010
BRIDGEWATER WEALTH MANAGEMENT, LLC
October 26, 2004 - November 22, 2005
LEXINGTON/BRIDGEWATER WEALTH MANAGEMENT, LLC
January 1, 2002 - November 23, 2004
BRIDGEWATER FINANCIAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
CRD#: 152965 / SEC#: 801-71137
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
