Marc H. Shachtman

TRUE WEALTH ADVISORY GROUP

Coral Gables, FL

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CRD#: 4548044

Professional summary

Marc Howard Shachtman is a registered financial advisor currently at TRUE WEALTH ADVISORY GROUP located in Coral Gables, Florida.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Marc has worked at 5 firms and has passed the Series 65, Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Shachtman LLC I Investment related: Yes Address: 101 Carrboro, NC 27510 Nature of the other business: passive ownership in a commercial real estate building

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Howard Shachtman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2023 - Present

TRUE WEALTH ADVISORY GROUP

RIA

CRD#: 306523

Coral Gables, FL

Past

January 21, 2020 - December 31, 2022

TRUE WEALTH ADVISORY GROUP

RIA

CRD#: 306523

MIAMI, FL

Past

January 3, 2018 - March 1, 2021

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Coral Gables, FL

Past

October 4, 2017 - March 1, 2021

HIGHTOWER SECURITIES, LLC

CRD#: 116681

Coral Gables, FL

Past

February 24, 2009 - October 6, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Past

October 14, 2003 - February 23, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE WEALTH ADVISORY GROUP

TRUE WEALTH ADVISORY GROUP | TRUE WEALTH ADVISORY GROUP, LLC

CRD#: 306523 / SEC#: 801-123140

RIA

Registered Investment Advisory firm - (2/2/2022 Approved)

Florida

Registered Investment Advisory firm - (4/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/1/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/13/2023)

IAR

Texas
(1/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/17/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/13/2003

General Securities Representative Examination

Current Firm

TRUE WEALTH ADVISORY GROUP

TRUE WEALTH ADVISORY GROUP | TRUE WEALTH ADVISORY GROUP, LLC

CRD#: 306523 / SEC#: 801-123140

RIA

Registered Investment Advisory firm - (2/2/2022 Approved)

Florida

Registered Investment Advisory firm - (4/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/1/2022 Terminated)

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Contact information

Main Address

1 Alhambra Plaza Floor Ph, Miami, FL 33134

Mailing Address

Phone number

(786) 358-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWAG FORM ADV PART 2A: APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/28/2025)

TWAG FORM ADV PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 226,394,404

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
09/03/2024	Cover Page	Report
12/11/2023	Cover Page	Report
12/08/2023	Cover Page	Report
10/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc H. Shachtman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Howard Shachtman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUE WEALTH ADVISORY GROUP

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

TRUE WEALTH ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2017

Series 66

Date: 9/22/2003

Series 7TO

Date: 3/17/2024

SIE

Date: 10/1/2018

Series 3

Date: 10/17/2003

Series 7

Date: 10/13/2003

Current Firm

TRUE WEALTH ADVISORY GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUE WEALTH ADVISORY GROUP

TRUST BUT VERIFY

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