EJ
Emily A. Johnson
LAZARI CAPITAL MANAGEMENT
Hilton Head, SC
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CRD#: 4547947
EJ
Professional summary
Emily Anna Johnson, CFP® is a registered financial advisor currently at LAZARI CAPITAL MANAGEMENT, INC. located in Hilton Head, South Carolina.
Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Emily has worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Emily Johnson is a licensed insurance agent in South Carolina, Georgia and Florida. From time to time, she will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Representatives of PCA always act in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of PCA in their capacity as an insurance agent. Emily Johnson also earns income as a financial consultant in divorce, as a CDFA for Divorce&QDRO (dba for EAJ, Inc.) assisting attorneys, clients and mediators define financial settlements in the best interests of the client(s). Typically, she bills an hourly rate for this service. Emily Johnson is also the co-owner of Johnson's Urban Farm, LLC located in Hilton Head, SC, which provides fresh produce and educational programs to local customers.
CRS (Client Relationship Summary) - RIA
Click below to view Emily Anna Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 9, 2024 - Present
LAZARI CAPITAL MANAGEMENT, INC.
RIA
CRD#: 172932
Hilton Head, SC
Past
May 1, 2020 - May 8, 2024
RITHOLTZ WEALTH MANAGEMENT
RIA
CRD#: 168652
Hilton Head, SC
Past
February 22, 2011 - September 10, 2020
POLARIS CAPITAL ADVISORS, LLC
RIA
CRD#: 155813
HILTON HEAD, SC
Past
November 18, 2009 - March 24, 2011
SPIRE WEALTH MANAGEMENT, LLC
RIA
CRD#: 113908
MCLEAN, VA
Past
November 12, 2009 - May 13, 2011
SPIRE SECURITIES, LLC
BD
CRD#: 144131
HILTON HEAD, SC
Past
September 25, 2009 - November 13, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
HILTON HEAD ISLAND, SC
Past
September 25, 2009 - November 13, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
HILTON HEAD ISLAND, SC
Past
June 8, 2007 - September 25, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HILTON HEAD, SC
Past
June 8, 2007 - September 25, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HILTON HEAD, SC
Past
June 7, 2005 - June 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HILTON HEAD ISLAND, SC
Past
April 28, 2005 - June 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HILTON HEAD ISLAND, SC
Past
November 11, 2003 - March 3, 2005
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LAZARI CAPITAL MANAGEMENT, INC.
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
CRD#: 172932 / SEC#: 801-112927
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/19/2018 Terminated)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Nevada
Registered Investment Advisory firm - (9/21/2018 Terminated)Texas
Registered Investment Advisory firm - (8/20/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(5/9/2024)
IAR
Texas(5/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LC
LAZARI CAPITAL MANAGEMENT, INC.
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
CRD#: 172932 / SEC#: 801-112927
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/19/2018 Terminated)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Nevada
Registered Investment Advisory firm - (9/21/2018 Terminated)Texas
Registered Investment Advisory firm - (8/20/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6928 Owensmouth Ave. #200, Woodland Hills, CA 91303
Mailing Address
Phone number
(818) 264-0610
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 614,623,292 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
