Jendayi J. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jendayi Josephine Harris, who also goes by Jendayi Josephine Cowans, Jendayi Josephine Bunyon Harris, was a registered financial professional .
Jendayi is a previously registered financial professional and started their career in finance in 2002. Jendayi had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2006 - August 28, 2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 28, 2006 - May 12, 2006
JANUS HENDERSON DISTRIBUTORS US LLC
October 27, 2005 - April 21, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 21, 2005 - April 21, 2006
ALLIANCEBERNSTEIN L.P.
November 11, 2002 - September 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2002 - September 15, 2005
IDS LIFE INSURANCE COMPANY
November 4, 2002 - September 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
