JF
Jeffrey P. Fogle
KESTRA ADVISORY SERVICES
Stonington, CT
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CRD#: 4547145
JF
Professional summary
Jeffrey Paul Fogle is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Stonington, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in West Hartford, Connecticut.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: The Schuster Group Investment Related: Yes Address: 135 South Road Farmington CT 06032 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Advisor Start Date: 5/3/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Participant Retirement Plan Education SCHUSTER DRISCOLL, LLC POSITION: Producer NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/03/2021 ADDRESS: 135 South Road, Farmington CT 06032, United States DESCRIPTION: Facilitate Insurance services as part of my Financial Advisor Activities, working with individual clients. KESTRA ADVISORY SERVICES, LLC POSITION: Advisor/Producer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 18 START DATE: 05/03/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Investment Advisory Services for individual clients.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Fogle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 29 South Main Street Suite 210, West Hartford, CT 06107RIA
CRD#: 283330
Stonington, CT
Current
August 10, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 29 South Main Street Suite 300, West Hartford, CT 06107BD
CRD#: 42046
West Hartford, CT
Past
January 4, 2021 - June 21, 2021
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
January 2, 2013 - January 4, 2021
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Past
October 23, 2008 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
HARTFORD, CT
Past
September 17, 2002 - November 4, 2005
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/22/2023)
RR
Connecticut(8/11/2021)
IAR
Connecticut(2/1/2022)
RR
Florida(9/1/2022)
RR
Louisiana(2/2/2022)
RR
Massachusetts(8/11/2021)
RR
New Hampshire(9/12/2024)
RR
New Jersey(9/12/2024)
RR
New York(8/15/2021)
RR
North Carolina(1/12/2024)
RR
Rhode Island(8/11/2021)
RR
South Carolina(9/11/2024)
RR
Vermont(5/31/2022)
RR
West Virginia(7/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/7/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
