Patrick F. Burns

ALLIANCE-ONE INVESTMENTS

Tulsa, OK 74116

CRD#: 4547127

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Professional summary

Patrick Fitzgerald Burns, who also goes by Patrick Burns, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2002. Patrick has worked at 8 firms and has passed the Series 99TO, Series 7TO, Series 6TO, Series 52TO, SIE, Series 7, Series 6, Series 24, Series 26, Series 51 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Burns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Fitzgerald Burns's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2026 - Present

ALLIANCE-ONE INVESTMENTS, LLC

Office #1: 4000 N Mingo Rd, Tulsa, OK 74116

CRD#: 286025

Tulsa, OK

Past

December 6, 2024 - December 18, 2025

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 25, 2024 - June 24, 2024

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

September 3, 2020 - March 3, 2022

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

HARTFORD, CT

Past

July 23, 2008 - January 18, 2022

OSAIC FS, INC.

CRD#: 3870

HARTFORD, CT

Past

July 23, 2008 - January 18, 2022

OSAIC FA, INC.

CRD#: 3978

HARTFORD, CT

Past

November 18, 2003 - July 30, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 14, 2002 - December 4, 2004

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 12/6/2024

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 3/20/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/20/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52TO

Date: 3/20/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/13/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/20/2024

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/20/2024

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/20/2024

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025 / SEC#: , 8-69868

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

4000 N Mingo Rd, Tulsa, OK 74116

Mailing Address

4000 N Mingo Rd, Tulsa, OK 74116

Phone number

(918) 281-1820

Established

Delaware since 10/20/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANCE-ONE HOLDINGS, LLC	SOLE MEMBER
ARBO, WILLIAM CHARLES	CEO/CHIEF FINANCIAL OFFICER	1773016
TOOMEY, JAY ALAN	CHIEF COMPLIANCE OFFICER	2514959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Patrick F. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Fitzgerald Burns's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

TRANSAMERICA CAPITAL, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC FS, INC.

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

MML DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 99TO

Date: 12/6/2024

Series 7TO

Date: 3/20/2024

Series 6TO

Date: 3/20/2024

Series 52TO

Date: 3/20/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2004

Series 6

Date: 6/13/2002

Series 24

Date: 3/20/2024

Series 26

Date: 3/20/2024

Series 51

Date: 3/20/2024

Series 53

Date: 3/20/2024

FINRA

Current Firm

ALLIANCE-ONE INVESTMENTS, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

ALLIANCE-ONE INVESTMENTS, LLC

TRUST BUT VERIFY

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