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Paul Andrew Gorski

NORTHVIEW ADVISORS
Austin, TX
·CRD# 4547070·14 years registered

Professional Summary

Paul Andrew Gorski is a registered financial advisor currently at NORTHVIEW ADVISORS LLC located in Austin, Texas. Paul is registered as a RR (Registered Representative) and started their career in finance in 2012. Paul has worked at 5 firms and has passed the Series 63, SIE and Series 82 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years registered in the securities industry

Current & Past Employments

Current

NORTHVIEW ADVISORS LLCCurrent·CRD# 323786
BD
Austin, TX
April 5, 2024 - Present

Past

WORLD EQUITY GROUP, INC.Past·CRD# 29087
BD
Houston, TX
March 5, 2014 - April 12, 2024
INTERNATIONAL ASSETS ADVISORY, LLCPast·CRD# 10645
BD
Orlando, FL
March 19, 2013 - March 13, 2014
ROSWELL CAPITAL SECURITIES, LLCPast·CRD# 135386
BD
Alpharetta, GA
May 2, 2012 - March 11, 2013
MOODY CAPITAL SOLUTIONS, INCPast·CRD# 15989
BD
Alpharetta, GA
March 30, 2012 - May 10, 2012

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Current Firm

NA
NORTHVIEW ADVISORS LLC

NORTHVIEW ADVISORS LLC | NORTHVIEW CAPITAL PARTNERS LLC

CRD#: 323786 / SEC#: 8-71005
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

300 Cole St, Austin, TX 78737

Mailing Address

300 Cole St, Austin, TX 78737

Phone Number

(512) 599-1766

Established

Texas since 12/19/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHVIEW CAPITAL PARTNERS LLCMEMBER—
AGERTON, DEBORAH LYNNFINOP/PFO4460597
GRANETT, SAMUEL RAYCEO1576291
LINDQUIST, JOHN GERARDCCO/POO1557994

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/16/2024)
RR
Texas
(5/23/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Feb 2012About the Series 82 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Paul Andrew Gorski's CRS (Customer Relationship Summary).

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