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JK

John Fiore Kopin

AUGUSTAR DISTRIBUTORS
CINCINNATI, OH
·CRD# 4547066·24 years experience

Professional Summary

John Fiore Kopin, who also goes by John Fiore Kopin, John Kopin, is a registered financial advisor currently at AUGUSTAR DISTRIBUTORS, INC. located in Cincinnati, Ohio. John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Fiore Kopin, John Kopin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

AUGUSTAR DISTRIBUTORS, INC.·CRD# 41081
BD
One Financial Way, Cincinnati, OH 45242
March 4, 2025 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Virginia Beach, VA
November 22, 2022 - February 25, 2025
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Virginia Beach, VA
October 19, 2022 - February 25, 2025
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Tampa, FL
March 11, 2010 - September 27, 2011
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Tampa, FL
March 10, 2010 - September 27, 2011
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Virginia Beach, VA
May 18, 2007 - March 1, 2010
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Virginia Beach, VA
May 18, 2007 - March 1, 2010
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
RIA
Charlotte, NC
May 17, 2006 - May 4, 2007
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
BD
Charlotte, NC
May 17, 2006 - May 4, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Norfolk, VA
July 30, 2004 - May 22, 2006
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Norfolk, VA
April 28, 2004 - May 22, 2006
JBS LIBERTY SECURITIES, INC.·CRD# 36179
BD
Kannapolis, NC
July 8, 2002 - May 4, 2004

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Current Firm

AD
AUGUSTAR DISTRIBUTORS, INC.

AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.

CRD#: 41081 / SEC#: 8-49296
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 237, Cincinnati, OH 45201-0371

Phone Number

(513) 797-3443

Established

Ohio since 01/17/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (42 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY—
COLLINS, MATTHEW JAMESCHIEF COMPLIANCE OFFICER5069278
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2022About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2002About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2007About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Fiore Kopin's CRS (Customer Relationship Summary).

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