David A. Frisch
FRISCH FINANCIAL GROUP
Melville, NY 11747
Some features on this profile are disabled
CRD#: 4547053
Professional summary
David Andrew Frisch, CFP® is a registered financial advisor currently at FRISCH FINANCIAL GROUP, INC. located in Melville, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 1 firm .
Biography
Please refer to the Frisch Financial website (www.frischfinancial.com) for complete disclosure of my experience, education, areas of expertise, my code of ethics and the services provided by Frisch Financial Group, Inc.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Frisch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
February 3, 2011 - Present
FRISCH FINANCIAL GROUP, INC.
Office #1: 445 Broad Hollow Road Suite 215, Melville, NY 11747RIA
CRD#: 126524
Melville, NY
Past
September 17, 2003 - January 25, 2011
FRISCH FINANCIAL GROUP, INC.
RIA
CRD#: 126524
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FRISCH FINANCIAL GROUP, INC.
FRISCH FINANCIAL GROUP, INC.
CRD#: 126524 / SEC#: 801-62300
RIA
Registered Investment Advisory firm - (8/21/2003 Approved)New York
Registered Investment Advisory firm - (9/13/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/3/2011)
IAR
New York(7/27/2021)
IAR
Texas(1/7/2013)
Exams
Current Firm
FRISCH FINANCIAL GROUP, INC.
FRISCH FINANCIAL GROUP, INC.
CRD#: 126524 / SEC#: 801-62300
RIA
Registered Investment Advisory firm - (8/21/2003 Approved)New York
Registered Investment Advisory firm - (9/13/2003 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
445 Broad Hollow Road Suite 215, Melville, NY 11747
Mailing Address
Phone number
(516) 694-7900
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 789,658,037 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2025 | ||
| 10/31/2023 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
