Jeff C. Fang

AQUA CAPITAL ADVISORS

Los Angeles, CA 90067

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CRD#: 4546975

Professional summary

Jeff Chen-yu Fang, CFP®, who also goes by Jeff Fang, Jeffery Chen-yu Fang, is a registered financial advisor currently at AQUA CAPITAL ADVISORS located in Los Angeles, California.

Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeff has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Fang | Jeffery Chen-Yu Fang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FANG FAMILY TRUST, POSITION:TRUSTEE OF PARENTS TRUST, DUTIES:MANAGE INVESTMENTS, 5 HOURS DEVOTED PER MONTH, AND 1 HOUR DURING TRADE HOURS, STARTED 08/27/2004, TRUST IS INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Chen-yu Fang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

November 13, 2009 - Present

AQUA CAPITAL ADVISORS

Office #1: 1901 Avenue Of The Stars Suite 1005, Los Angeles, CA 90067

RIA

CRD#: 151887

Los Angeles, CA

Past

October 9, 2002 - November 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA MONICA, CA

Past

October 8, 2002 - November 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AQUA CAPITAL ADVISORS

AQUA CAPITAL ADVISORS | AQUA CAPITAL ADVISORS LLC

CRD#: 151887 / SEC#: 801-130676

RIA

Registered Investment Advisory firm - (7/12/2024 Approved)

California

Registered Investment Advisory firm - (8/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2002

General Securities Representative Examination

Current Firm

AQUA CAPITAL ADVISORS

AQUA CAPITAL ADVISORS | AQUA CAPITAL ADVISORS LLC

CRD#: 151887 / SEC#: 801-130676

RIA

Registered Investment Advisory firm - (7/12/2024 Approved)

California

Registered Investment Advisory firm - (8/17/2024 Terminated)

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Contact information

Main Address

1901 Avenue Of The Stars Suite 1005, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 492-9680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AQUA CAPITAL ADVISORS FORM ADV PART 2A & 2B SUPPLEMENTS (3/20/2025)

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 122,449,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeff C. Fang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Chen-yu Fang's CRS (Customer Relationship Summary).

Certified licenses

Experience

AQUA CAPITAL ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AQUA CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2002

Series 7

Date: 8/1/2002

Current Firm

AQUA CAPITAL ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AQUA CAPITAL ADVISORS

TRUST BUT VERIFY

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