Timothy J. Lastivka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Joseph Lastivka JR, who also goes by Tim Joseph Lastivka, Jr., Tim Joseph Lastivka, Jr. Jr, Timothy Joseph Lastivka, Jr. Jr, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2002. Timothy had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2019 - April 23, 2025
TRANSAMERICA INVESTORS SECURITIES, LLC
January 4, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
August 27, 2008 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
June 28, 2007 - April 8, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
March 11, 2004 - June 4, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 23, 2003 - March 5, 2004
NATCITY INVESTMENTS, INC.
October 2, 2002 - July 1, 2003
MORGAN STANLEY DW INC.
September 27, 2002 - July 1, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
