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JOE DAN HOLLINGSWORTH

JOE D. HOLLINGSWORTH

Some features on this profile are disabled
CRD#: 4546605
JOE DAN HOLLINGSWORTH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

JOE DAN HOLLINGSWORTH, who also goes by Joe D Hollingsworth, Joe Dan Hollingsworth, was a registered financial professional .

JOE is a previously registered financial professional and started their career in finance in 2002. JOE had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe D Hollingsworth | Joe Dan Hollingsworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hunley Insurance LLC; Inv Rel; Nashville, TN; Ins agency; Ins Agent; 05/2025; approx 10% of time; ins sales and services. 2) Luxury Homes International; Not Inv Rel; Franklin, TN; real estate; real estate broker; 03/2024; approx 15% of time; real estate/property sales.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 14, 2025 - June 23, 2025

HUNLEY WEALTH MANAGEMENT LLC

RIA
CRD#: 331504
NASHVILLE, TN
Past

October 13, 2020 - May 22, 2023

FISHER INVESTMENTS

RIA
CRD#: 107342
Thompson Station, TN
Past

November 29, 2017 - October 6, 2020

EDWARD JONES

RIA
CRD#: 250
RIPLEY, TN
Past

November 24, 2017 - October 6, 2020

EDWARD JONES

BD
CRD#: 250
RIPLEY, TN
Past

December 5, 2006 - November 29, 2017

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA
CRD#: 142373
COLUMBUS, OH
Past

August 16, 2006 - December 5, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

RIA
CRD#: 7110
COLUMBUS, OH
Past

December 13, 2005 - November 29, 2017

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

August 6, 2002 - December 3, 2003

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/15/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/8/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2002
General Securities Representative Examination

Current Firm

HW
HUNLEY WEALTH MANAGEMENT LLC
HUNLEY WEALTH MANAGEMENT LLC

CRD#: 331504 / SEC#:

Tennessee
Registered Investment Advisory firm - (7/3/2024 Approved)
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Contact information

Main Address
1 Music Circle North Suite 400, Nashville, TN 37203
Mailing Address
Phone number
(615) 967-4328
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts29
AUM (Assets Under Management)$ 11,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNLEY WEALTH MANAGEMENT LLC

Regional Vice PresidentCRD#: 331504

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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