Martin E. Pfeiffenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Edward Pfeiffenberger was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2002. Martin had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2016 - November 16, 2020
CONGRESS PARK CAPITAL LLC
May 1, 2003 - November 11, 2016
AVANTAX INVESTMENT SERVICES, INC.
June 28, 2002 - May 5, 2003
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CONGRESS PARK CAPITAL LLC
CRD#: 150309 / SEC#: 801-70181
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONGRESS PARK CAPITAL LLC
CRD#: 150309 / SEC#: 801-70181
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 392 |
| AUM (Assets Under Management) | $ 366,480,628 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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