PA
Paul D. Amundson
THRIVENT INVESTMENT MANAGEMENT
Alexandria, MN 56308
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CRD#: 4545605
PA
Professional summary
Paul Douglas Amundson, ChFC® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Alexandria, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Paul has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EVERGREEN II LLC POSITION: Co-Owner NATURE: Evergreen II, LLC owns the Thrivent Financial office building as well as Evergreen Apartments which is a 12-unit (one bedroom) apartment building. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2009 ADDRESS: 2308 S Broadway Street, Alexandria MN 56308, United States DESCRIPTION: The LLC collects rents from some building tenants (non Thrivent registered reps). Some Thrivent Financial registered reps pay office rents/expenses to our "team" checking account and then the LLC collects the rental income from this office checking account to pay building and building association expenses. LLC also collects rental income from the apartment building and pays on loans/expenses of the apartment operation. PABA PROPERTIES, LLC POSITION: Co-Owner NATURE: Multiple rental properties. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 2311 S Burgen Dr SE, Alexandria MN 56308, United States DESCRIPTION: Manage and maintain properties. BLUE SUNSET, LLC POSITION: partial owner NATURE: This Blue Sunset, LLC was created as a partnership with my nephew/his wife to open up a Nautical Bowls franchise location in Naperville, IL. Nautical Bowls is a franchise providing super food bowl meals. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2022 ADDRESS: 301 Candleberry Court, Yorkville IL 60560, United States DESCRIPTION: My nephew asked us to help them finance this franchise with them and co-sign the small business loan. We are silent partial owner/partners and won't be involved in the day to day operation. AMUNDSON VRBO POSITION: silent partner NATURE: My wife Amy and I have moved to a different home. Amy is planning to setup our prior home as a VRBO to be available for rent starting after 1/1/2025. My wife will be managing this VRBO. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 2311 S Burgen DR SE, Alexandria MN 56308, United States DESCRIPTION: My wife Amy will be responsible for renting out (finding and advertising for tenants), managing the tenants (collecting income, etc) and cleaning of our VRBO. I will be involved if any maintenance of our property is needed to accommodate the VRBO
CRS (Client Relationship Summary) - RIA
Click below to view Paul Douglas Amundson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Douglas Amundson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 19, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2308 S Broadway St Ste 4, Alexandria, MN 56308RIA
BD
CRD#: 18387
Alexandria, MN
Current
July 12, 2002 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2308 S Broadway St Ste 4, Alexandria, MN 56308RIA
BD
CRD#: 18387
Alexandria, MN
Past
April 20, 2006 - December 31, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ALEXANDRIA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2015)
RR
Florida(8/11/2023)
RR
Kansas(8/21/2023)
RR
Minnesota(8/9/2002)
IAR
Minnesota(12/19/2013)
RR
North Dakota(3/9/2016)
RR
Texas(10/22/2015)
IAR
Texas(10/23/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Alexandria, MN 56308TRUST BUT VERIFY
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