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MT

Michael J. Throckmorton

INVESTMENT RESEARCH CORP
ST. CLAIRSVILLE, OH 43950
Some features on this profile are disabled
CRD#: 4545382
MT

Professional summary

Michael James Throckmorton, CFP®, ChFC®, who also goes by Jay Throckmorton, Michael Throckmorton, is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in St. Clairsville, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jay Throckmorton | Michael Throckmorton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
50% OWNER OF PFMICHAELS FINANCIAL CONSULTANTS, LLC. FILED AS S-CORP. TAX PREPARATION AND ACCOUNTING SERVICES, FIXED INSURANCE (LIFE, DI, FIXED ANNUITY, HEALTH). 44531 National Road, Saint Clairsville, OH 43950. NON INVESTMENT RELATED, 60 HOURS PER MONTH, MORE DURING PEAK SEASON. EMPLOYEE OF FOSTER INSURANCE, INC, 20 HOURS PER MONTH, FIXED INSURANCE, (LIFE, DI, FIXED ANNUITY, PROPERTY & CASUALTY), NON INVESTMENT RELATED, 44531 National Road, Saint Clairsville, OH 43950. SELF EMPLOYED, FIXED INSURANCE (LIFE, DI, FIXED ANNUITY), 10 HOURS PER MONTH, NON INVESTMENT RELATED, PO BOX 1416, WASHINGTON, PA 15301

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Throckmorton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

ChFC®

Chartered Financial Consultant

Experience

Current

September 1, 2020 - Present

INVESTMENT RESEARCH CORP

Office #1: 44531 National Road, St. Clairsville, OH 43950
RIA
CRD#: 108208
ST. CLAIRSVILLE, OH
Past

January 3, 2019 - August 11, 2020

ITS ASSET MANAGEMENT, L.P.

RIA
CRD#: 106977
Saint Clairsville, OH
Past

October 12, 2011 - December 9, 2013

WORLD CAPITAL BROKERAGE, INC.

BD
CRD#: 37
DENVER, CO
Past

January 3, 2011 - December 31, 2018

INVESTMENT RESEARCH CORP

RIA
CRD#: 108208
ST CLAIRSVILLE, OH
Past

January 23, 2009 - December 31, 2009

HAZARD & SIEGEL, INC.

BD
CRD#: 2048
ST. CLAIRSVILLE, OH
Past

January 13, 2009 - December 31, 2010

WORLD CAPITAL ADVISORS, LLC

RIA
CRD#: 135941
ST. CLAIRSVILLE, OH
Past

January 5, 2005 - December 31, 2008

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
NEW BRIGHTON, PA
Past

September 15, 2003 - December 31, 2004

BLUE VASE SECURITIES, LLC

RIA
CRD#: 46765
ST. CLAIRSVILLE, OH
Past

July 21, 2003 - December 31, 2004

BLUE VASE SECURITIES, LLC

BD
CRD#: 46765
WASHINGTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA
Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/24/2024)
IAR
Ohio
(9/1/2020)
IAR
Pennsylvania
(9/1/2020)
IAR
South Carolina
(9/1/2020)
IAR
West Virginia
(9/11/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/28/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/2003
General Securities Representative Examination

Current Firm

IR
INVESTMENT RESEARCH CORP
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA
Registered Investment Advisory firm - (4/26/1972 Approved)
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Contact information

Main Address
1636 North Logan Street, Denver, CO 80203
Mailing Address
Phone number
(303) 626-0634
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)
IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts177
AUM (Assets Under Management)$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT RESEARCH CORP

CRD#: 108208St. Clairsville, OH 43950

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