James Matthew Walsh
Professional Summary
James Matthew Walsh, who also goes by Jim Matthew Walsh, is a registered financial advisor currently at SELECT CAPITAL CORPORATION located in Plano, Texas. James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Matthew Walsh
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
SELECT CAPITAL CORPORATION
Contact Information
Main Address
4716 Eva Place, Plano, TX 75093Mailing Address
4716 Eva Place, Plano, TX 75093Phone Number
(949) 547-0922Established
California since 11/08/2007Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/3/2008)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Matthew Walsh's CRS (Customer Relationship Summary).
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