Victoria L. Strahan
Professional summary
Victoria Lynn Strahan, who also goes by VIctoria L. Duncan, Victoria Lynn Duncan, Victoria Lynn Rivera, Vicctoria Lynn Strahan, Vikki Lynn Strahan, Victoria Lynn Wilhite, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Henderson, Nevada.
Victoria is registered as a RR (Registered Representative) and started their career in finance in 2002. Victoria has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victoria Lynn Strahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
June 26, 2015 - October 1, 2021
FIRST ALLIED SECURITIES, INC.
February 10, 2012 - June 30, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
February 2, 2010 - February 8, 2012
SUMMIT FINANCIAL GROUP INC
February 2, 2010 - February 8, 2012
SUMMIT BROKERAGE SERVICES, INC.
June 1, 2009 - January 14, 2010
MORGAN STANLEY
June 1, 2009 - January 14, 2010
MORGAN STANLEY
December 11, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
November 11, 2005 - December 10, 2008
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
July 16, 2002 - June 17, 2005
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
