Pratik M. Patel

US ARMA PARTNERS LP

New York, NY 10016

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CRD#: 4544022

Professional summary

Pratik Mukund Patel is a registered financial professional currently at US ARMA PARTNERS LP located in New York, New York.

Pratik is registered as a RR (Registered Representative) and started their career in finance in 2002. Pratik has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pratik Mukund Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2016 - Present

US ARMA PARTNERS LP

Office #1: 136 Madison Avenue 5th And 6th Floors, New York, NY 10016Office #2: 2225 E Bayshore Rd. #200, Palo Alto, CA 94303

CRD#: 136024

New York, NY

Past

June 20, 2014 - December 21, 2015

M&A SECURITIES GROUP, INC.

CRD#: 39999

KANSAS CITY, MO

Past

October 21, 2010 - January 23, 2014

GRIDLEY & COMPANY LLC

CRD#: 115706

NEW YORK, NY

Past

May 25, 2004 - June 20, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

October 6, 2002 - April 28, 2004

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/26/2016)

New York
(4/27/2016)

Exams

State Security Law Exam

Series 63

Date: 4/17/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

US ARMA PARTNERS LP

LANGSCHIFF PARTNERS, LLC | US ARMA PARTNERS LP

CRD#: 136024 / SEC#: , 8-66964

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

136 Madison Avenue 5th And 6th Floors, New York, NY 10016

Mailing Address

Po Box 452, Tualatin, OR 97062

Phone number

(212) 913-9692

Established

Delaware since 06/14/2006

Firm type

Partnership

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GUELY, PAUL-NOEL RAYMOND	LIMITED PARTNER	4237292
LAWSON-SMITH, ANDREW ERIC	LIMITED PARTNER	5837597
MEEHAN, JOHN F	LIMITED PARTNER	4225554
SUNDERRAMAN, VARUN	LIMITED PARTNER	6577183
WELLS, THOMAS GEORGE	LIMITED PARTNER	5837596
ARMA PARTNERS, LLC	GENERAL PARTNER
PATEL, PRATIK MUKUND	CEO, MANAGING DIRECTOR	4544022
SMITH, EDWARD MERRILL	CCO/CFO/FINOP	3143679

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Pratik M. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pratik Mukund Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

M&A SECURITIES GROUP, INC.

GRIDLEY & COMPANY LLC

J.P. MORGAN SECURITIES INC.

BANC ONE CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2002

Series 14

Date: 1/2/2023

Series 24

Date: 3/13/2018

FINRA

Current Firm

US ARMA PARTNERS LP

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

US ARMA PARTNERS LP

TRUST BUT VERIFY

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