Scott M. Levine
Professional summary
Scott Michael Levine, who also goes by Scott M Levine, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Farmington, Connecticut and CETERA WEALTH SERVICES, LLC located in Farmington, Connecticut.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Levine's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
May 24, 2021 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
October 14, 2015 - September 30, 2016
VOYA RETIREMENT ADVISORS, LLC
October 14, 2015 - June 27, 2018
DIRECTED SERVICES LLC
October 14, 2015 - August 9, 2018
VOYA FINANCIAL PARTNERS, LLC
October 14, 2015 - August 9, 2018
SLD AMERICA EQUITIES, INC.
January 3, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
April 11, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
June 8, 2005 - November 17, 2005
MMC SECURITIES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
(6/9/2021)
(6/29/2023)
(9/12/2023)
(9/12/2023)
(9/13/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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